Science as if
situation mattered
Michel Bitbol
CREA/CNRS, 1, rue Descartes, 75005 Paris FRANCE
Published in: Phenomenology and the
Cognitive Science, 1, 181-224, 2002
Full text in Word/RTF format on
Pittsburgh Archive in the Philosophy of science
Abstract: When he
formulated the program of Neurophenomenology, Francisco Varela suggested a
balanced methodological dissolution of the « hard problem » of the philosophy
of mind. I show that his dissolution is a paradigm which imposes itself onto
seemingly opposite views, including materialist approaches. I also point out
that Varela's revolutionary epistemological ideas are gaining wider acceptance
as a side effect of a recent controversy between hermeneutists and
eliminativists. Finally, I emphasize a structural parallel between the science
of consciousness and the distinctive features of quantum mechanics. This
parallel, together with the former convergences, point towards the common
origin of the main puzzles of both quantum mechanics and the philosophy of
mind: neglect of the constitutive blindspot of objective knowledge.
Introduction
A few years ago, Francisco Varela published a
ground-braking paper entitled « A science of consciousness as if experience
mattered » (Varela, 1998), which provided a striking abstract of the new
disciplin he had called « Neurophenomenology » (Varela, 1996, 1997). There, he
advocated an original (dis)solution of the « hard problem » of consciousness
which involved a consistently methodological approach rather than one more
theoretical view.
The basis of his approach was the remark according to which any third person,
objective, description, arises as an invariant focus for a community of embodied,
situated, subjects endowed with conscious experience in the first place. This
remark is usually either overlooked (by those philosophers who think invariance
is only our way to discover a reality behind the « superficial » situated
appearances), or overrated (by those philosophers who use it as a weapon
against any claim of knowledge). The two former attitudes yield a systematical
bias towards conscious experience.
Overlooking the effective primacy of situatedness, which is a common trend in
our culture, leads to downplaying the status of consciousness. If one accepts
that conscious experience is but a parochial path (our path) towards an
intrinsically objective reality of which we partake, then it is likely to be
either completely dismissed (strong eliminativism), or reduced to a field of
description which is easy to objectify (physicalist reductionism), or treated
as an objective entity in its own right (substance or property dualism).
Conversely, overrating the fact that third-person accounts are produced by
(communities of) sentient subjects located in a network of natural and social
links, usually means indulging in skepticism, relativism, or subjective
idealism.
But Francisco Varela did not overlook or overrate the primacy of situatedness
(embodiment) in some abstract theory of the mind-body relation. He took it as a
natural starting point for defining an appropriate strategy of research.
His central idea was that in the science of consciousness, one should neither
try to absorb the subjective into a previously defined objective domain, nor
objectivize somehow the subjective, nor give the subjective any kind of
supremacy over the objective. One should rather go back to the experiential
realm from which the very dichotomy between subjectivity and objectivity
arises, and then establish within it a system of mutual constraints. In actual
fact, mutual constraints are enforced between first person statements of
phenomenal contents, and third person descriptions of those phenomenal
invariants that are established by the collectively elaborated neurosciences.
This strategic choice has two important consequences : a practical one and an
epistemological one.
The practical consequence is that careful elaboration of first person
statements is given exactly the same importance as the elaboration of third
person statements. After all, a proper mutual constraint can only be set on a
firm basis if both sides are equally mastered. On the first person side, this
requires a phenomenological-like disciplined attention which has to be learned
like any other skill. As a preliminary, one must become fluent with the process
of phenomenological reduction. This avoids the usual pitfalls of introspection,
by promoting intimacy rather than distance with experience.
The epistemological consequence is that, in order to encompass consciousness,
science as a whole is no longer restricted to describing structures that are
invariant across a more or less extended range of (spatio-temporal, personal,
cultural etc.) situations. Its methodological ground is stretched so as to
include: (i) regulated mutual relations between situated accounts, and (ii)
relations between situated accounts on the one side and their own invariants on
the other side. Intersubjectivity complements objectivity stricto sensu and is
systematically related to it.
Now, one may wonder how this (dis)solves the « hard problem » of the philosophy
of mind. In a nutshell, the « hard problem » consists in finding a place for
conscious experience within nature as it is supposedly described by our best
scientific theories. But as D. Chalmers (Chalmers, 1995, 1996, 1997), after
many other authors (Nagel, 1986; Jackson, 1997; Searle, 1997), pointed out,
scientific theories can only yield derivation of structures from structural
axioms. They can do nothing to explain non-structural qualitative features of
experience, let alone to justify the mere existence of experience. In other
terms, they enable us to predict relations between phenomena , yet have nothing
to say about the brute fact of phenomenality, which is more likely to be taken
as « absolute » than anything else (Blackburn, 1993).
Varela defuses this dilemma by proposing nothing less than a radical
redefinition of science, of nature, and of naturalization. As long as science
is restricted to describing trans-situational invariants, as long as nature is
construed as a collection of such invariants taken as objects and laws, and as
long as naturalizing consciousness means either projecting it onto the plane of
these natural objects or inventing for it a new class of objects, the « hard
problem » remains stubbornly unfathomable. But if science is extended so as to
include a « dance » of mutual definition taking place between first-person and
third-person accounts (Varela, 1998, p. 42) ; if nature is made of views and
situated experiences as well as of their manifold invariants ; and if,
accordingly, naturalizing consciousness means including its disciplined
contents within a strongly interconnected network of objects and experiences,
then any problem has disappeared.
In some sense the « hard problem » is solved by this approach because
consciousness has been straightforwardly naturalized ; and in another, more
plausible, sense, it is only dissolved because its motivation has been shown to
be ill-founded from the outset. In agreement with the second interpretation,
Varela insisted that in the usual formulation of the problem of consciousness,
« (...) what is missing is not the coherent nature of the explanation but its
alienation from human life » (Varela, 1998, p. 41). His attempt therefore
amounted to a systematic reintegration of human life (namely embodied
experience) in the framework of the discussion.
The main difficulty at this point is that, like any other dissolution, this one
is convincing only to those who accept to be « converted » to a proper
reformulation of the problem and/or to the associated alternative philosophy of
science. Many thinkers nowadays strongly resist this « conversion ». They still
prefer to reassert a sense of mystery about the emergence of conscious
experience from matter (Searle, 1997), or to declare that present science has
already an explanation in store, e.g. in some exotic interpretation of quantum
mechanics (Penrose 1994; Stapp, 1996), or to express their faith in some
future, but unforeseeable, scientific advance that will dispel the riddle.
Facing this deep-lying collective resistance, Varela essentially adopted a
scientist's attitude. He wished to convince his peers by demonstrating that the
research program of neurophenomenology is « progressive » in Lakatos'
acceptation (Lakatos, 1978) ; namely that it produces new and unexpected
results which are empirically testable and which give rise to technical or
medical applications. Some of his most recent work on the phenomenology of time
perception (Varela, 1999), on epilepsy (Le Van Quyen et al., 1999), on
large-scale integration in the brain (Varela et al., 2001), and on the two-way
causal relations between conscious experience and bodily features (Varela,
2000; Thompson & Varela, 2001, 2002), was precisely aimed at that.
As a philosopher, my task is rather to provide the readers of this paper with a
sense of rational inevitability. Varela's dissolution is not only one possible
way out among many others; it is a paradigm which tends to creep into several
other (apparently opposite) views in the philosophy of mind, and which is
moreover in remarkable agreement with the present state of the debate in
general philosophy of science and in philosophy of physics. To display this, I
will proceed in three steps. Firstly, I will show that many of the most
promising and/or popular conceptions in the philosophy of mind willy-nilly
converge towards Varela's dissolution of the « hard problem ». Secondly, I will
point out that Varela's far-reaching epistemological move is gaining wider and
wider acceptance, as a side effect of the controversy between eliminativists
and hermeneutists on the issue of folk-psychology. Thirdly, I will emphasize
the fact that physics, which is usually considered the prototype of an
exclusively objective science, actually involves a thoroughgoing dialectic
between invariants and situations ; between the objectified structures and a
network of situated (actual or potential) subjects. Failure to aknowledge this
triggered many of the so-called « paradoxes » of quantum mechanics. Conversely,
full recognition of this dialectical mode of functioning will result in a
comprehensive parallel (though by no means a mere identification) between the
problems of quantum physics and the problems of the philosophy of mind. Such a
convergence should enable us to set the basis for a generalized science in
which situation matters, beyond Varela's science of consciousness in which
experience matters.
1-A network of first-person
expressions and third-person accounts
It was already observed by F. Varela that his
neurophenomenology has many features in common with several other recent
approaches.
One such similarity concerns the basic idea of non-reductive mutual
articulation of first person and third person accounts. In O. Flannagan's
method of « triangulation » (Flannagan, 1992), for instance, both the
subjective perspective and the objective perspective focus towards a supposedly
unique (mental) process, rather than claiming any priority on one another. And
in M. Velmans' « reflexive model of perception », first-person and third-person
accounts of located perceptions are mutually related, without any temptation to
project phenomenology onto a physical level of description (Velmans, 1998).
A major difference, however, is that unlike these two authors, Varela
deliberately tackled the problem of how to raise first person accounts to a
level of faithfulness which could sustain comparison with scientific objective
accounts. After all, no one would trust scientific experiments performed with
unstable instruments (Wallace, 2000; Wilber, 1997). One should not trust
detailed first-person accounts either, if they arise from a poorly stabilized
mind. In good agreement with such a methodological option, N. Depraz (Depraz,
1999; Depraz et al., 2002)) developed the ambitious project of a disciplined «
hyperesthetic phenomenology » in which noticeable neurological events could be
ascribed an appropriately refined experiential counterpart, even when they do
not cross the threshold of ordinary conscious awareness. As for B. A. Wallace
(Wallace, 2000, pp. 81-82), he based a (dis)solution of the « hard problem » on
this background methodology of stabilized experience. According to him, the
concomitance that can be established systematically between (suitably refined)
first person reports and some third person neurological accounts is tantamount
to a causal relation in the weak sense of strict reciprocal interdependence ;
one should aknowledge this, rather than longing for a stronger causal link
construed lopsidedly as a one-way « mechanism » leading from a permanent neural
« basis » to some fleeting ordinary conscious appearances. This subtle move
suggests that choosing the right level of neuro-experiential comparison is the
point that makes the real difference. As long as coarsely characterized
first-person reports are compared to detailed microscopical third-person
neurological analysis, it is natural to endow the latter with a priviledged
status and to claim that experience supervenes on a neurophysiological layer.
But if first person reports are sufficiently refined, and if moreover they are
compared to appropriate large-scale neural processes, then the matching may
become so remarkable that the two types of reports are likely to be put on the
same footing within a scheme of reciprocity. In such circumstances, if one is
to avoid a flat restatement of the Identity Theory (see discussion below), the
neurophenomenological approach is inescapable.
Another convergence with neurophenomenology revolves around the broadened
conception of nature that is implied by it. D. Chalmers advocated the idea that
the basic furniture of the world (its ontology) should be expanded in order to
include experience as a new fundamental « property » (Chalmers, 1995). New laws
should accordingly be enabled to rule the relationship between these recently
accepted features and the former physical features of the world. Similarly, in
a very Meinongian style, D.W. Smith (Smith, 1999) proposed to expand the list
of Aristotelian categories. He first divided the domain of categories into
formal and material, and then supplemented each domain with mentalistic
categories. The original formal categories of substance, quality, relation etc.
were thus reinforced by him with intentionality, experience, content etc. Pace
Ockham, the entities of nature were voluntarily multiplied.
Here again, however, there are important differences between proposals of this
kind and Varela's standpoint, even though they share commitment to a
fundamental status of mind at its most elementary experiential level . The main
difference bears on the specific position of experience in the system of
knowledge, which is fully aknowledged in Varela's writings, but not in the
theories of the two former authors. How can we characterize this position ? In
a few metaphorical but suggestive words, conscious experience is not a thing or
a feature that one has, but what one lives. It is not a thing or a feature that
one may know, but what one dwells in. The experiential-mentalistic terminology
accordingly does not point towards a definite domain of being, liable to
categorization, but towards the definitely distinct domain of embodiment or
situatedness. It is the well-documented (yet incompletely assimilated)
difference between to be and what it is like to be ; or, in the frame of
Husserl's phenomenology, the difference between Körper (the objectified body)
and Leib (the lived body).
Wittgenstein and the Wittgensteineans (Rudd, 1998) have been acutely aware of
this type of split. Writing about a sensation and more generally about
experience, Wittgenstein declared : « It is not a something, but not a nothing
either! » (Wittgenstein, 1968a, §304, p. 102). It is not a something ; it is
not an object or property about which one could develop a discourse or a theory
; it is not any entity that fits within a categorical scheme ; yet one would be
equally wrong in denying « it » any reality, as some radical eliminativists
were tempted to do. Thus, instead of entering into the endless ontological
debate about the status of mental entities, Wittgenstein enquired into our
everyday practice of multi-centered embodiment. He explored the way we use the
mentalistic terminology, together with behavior, in order to express ourselves
to alter-egos. Rather than extending the furniture of nature, he urged one not
to ignore the full range of verbal and gestural procedures of which the
exercise of objective natural science is only a small part.
In that respect, Varela came remarkably close to Wittgenstein's way of tackling
the problem of consciousness. He did not endow his stretching of the concept of
nature with any ontological/categorical import. He rather focused on defining a
new sphere of methods wherein the methods of objective natural science are
embedded as a particular case. A new methodological approach of which
experiential contents are a motivation, a background, and a major component,
but not an objectified theme.
For those who had the opportunity to discuss with Francisco Varela, this
comparison with Wittgenstein may be surprising. Varela used to emphasize his
preference for husserlian phenomenology, and to criticize the shyness (not to
say the dismissiveness) of Wittgensteinean philosophers when the problem of the
description of experienced contents is at stake. Before I develop other topics,
I must then reduce the gap between these two major philosophical programs of
the twentieth century. This reconciliation conditions the parallel (which is
central in the present paper) between Wittgenstein and neurophenomenology.
Actually, as we shall now see, the disagreement is more apparent than real.
The key point of the debate bears on the notion of a phenomenological « description
». Husserl characterized phenomenology as a descriptive science which involves
« morphological » concepts, as opposed to the exact sciences which involve «
ideal » concepts (Husserl, 1928, §74). The primary aim of phenomenology is to
describe the « essence » of each « erlebnis » (lived experience), as it becomes
accessible when the phenomenological reduction (i.e. the turning away of
attention from ordinary objects to the field of conscious states) has been
performed. Now, what is an essence, and what does it mean to « describe » it?
An « essence » is defined by Husserl as an invariant rule of possible
phenomenal variations; and conversely the restricted set of possible variations
of individual fact-like presentations points towards a certain « essence »
(Husserl, 1928, §2). As a consequence of this definition, essences may differ
according to the modes of presentation, and also according to the type of
invariant which is retained. These differences circumscribe regions of
essences, and, accordingly, each science corresponds to a « regional eidetics
». Among the sciences, phenomenology is concerned with one specific « regional
eidetics »: the region of the essences of the « transcendentally pure erlebnis
(lived experience) ». One of the main differences between the regional eidetics
of phenomenology and the regional eidetics on which the natural sciences depend
concerns the role of space. It belongs to the essence of the natural entities
(the bodies) that they are only given partially, through spatial perspectives
or « adumbrations » (abschattungen). This defines their transcendence. By
contrast, the typical essences of the phenomenological region do not imply this
mode of presentation through perspectives (Föllesdal, 1984). As Husserl pointed
out, « an erlebnis is not given by adumbrations » (Husserl, 1928, §42). This
establishes the immanence of the lived experience and, accordingly, its
incontrovertibility. But there is also a basic similarity between the various
regions: in every case, an essence is an object for some kind of intuition, in
the same way as the familiar empirical entities are objects for perceptive
intuition. There is an eidetic intuition according to Husserl, just as much as
there is an empirical intuition. And the eidetic intuition is construed
literally as a variety of vision (Husserl, 1928, §3). This being granted,
describing a phenomenological essence is tantamount to describing an object of
(quasi-visual) intuition. Here, the common-sense connotations of the word «
description » seem to have been entirely retained. Everything looks as if
phenomenology were based on a crypto-dualist (subject-object) scheme. Actually,
things are much more intricate: Husserl himself fighted repeatedly against
possible dualistic misunderstandings of his descriptive phenomenology.
But before we document Husserl's striving towards clarification, let us sketch
Wittgenstein's position on describing one's own mental contents. Wittgenstein
is very eager to dispel from the outset the dualistic methaphor of the seer and
the seen in mental context. In order to strenghen his anti-dualist position he
first considers the limiting case of primitive vocal and bodily expressions of
pain (or other simple feelings): « Moaning is not the description of an
observation » (Wittgenstein, 1968b). There is no separation whatsoever between
the primitive expression and what it expresses, and this is enough to
differentiate it from a « description ». The expression cannot be justified by
the experience which is expressed by it (as a description would be justified by
what it describes), for there is full continuity between this expression and
the corresponding experience. By no means can one establish logical
independence between the primitive expression and the expressed.
Then, the former analysis is extended by Wittgenstein to genuine statements
such as « I have toothache ». According to him, these statements are basically
expressive, just as crying and moaning are; here again, they cannot be said to
describe any internal state, because in principle there is no real separation
between the putative description and the state which is allegedly described.
Taken together, these remarks call for a strict cut between non-dualist
expressions and dualist descriptions. However, here as ever, Wittgenstein is
quite flexible on the vocabulary. He is aware that employing the word «
description » becomes more and more tempting when one goes from mere
interjections to complex expressive sentences. Even the idea of describing
one's pain is not formally rejected by Wittgenstein, although he remains
slightly ironical about it (Wittgenstein, 1967, §482). Thus, instead of being
completely dismissive of the claim to be able to describe a mental content, he
urges one to distinguish the language game of ordinary descriptions and the
language game of mentalistic descriptions (Wittgenstein, 1968a, § 290). In the
language game of ordinary descriptions, there are truth conditions because it
is possible in this case to compare somehow the descriptive statement with the
state of affairs it describes. But in the language game of mentalistic
description, some statements are at the same time criteria of what they are
supposed to describe (Bouveresse, 1987, p. 510). The incontrovertibility of
first-person reports becomes normative, instead of being factual or intuitive
as in Husserl. This is enough to define the specific domain of what we might
call (with a sense of paradox) « non-dualistic descriptions ». Provided the
many uses of the word « description » are not overshadowed by its phonetic
uniqueness, no real harm is therefore done by employing it.
Now, let us come back to Husserl. As I suggested before, Husserl was very
careful to avoid some of the misunderstandings which could arise from the word
« description » as it is used in phenomenology. He was especially worried about
possible confusions with introspective psychology, which involves «
self-observation » of reflected lived experience. He thus sketched a compromise
between the dualistic undertones of the word « description » and the thoroughly
immanentist spirit of phenomenology: (i) unlike introspective psychology,
phenomenology aims at describing unreflected lived experiences; but (ii) the
description of such unreflected erlebnis is based on second-order « reflexive
intuition of essences » (Husserl, 1928, §79). This determines specific rules of
use of the word « description » in phenomenology.
To sum up, Wittgenstein's insistance on distinguishing mentalistic «
expressions » from ordinary « descriptions » is not absolutely incompatible
with the phenomenological concept of « description », provided some precautions
are taken, and fine-tuned distinctions are made. Both Wittgenstein and Husserl
were struggling towards what we may call « a language of immanence ». Even from
that respect, it is not absurd to compare Varela's neurophenomenological
investigations with Wittgenstein's study of forms of life. I could then use
both vocabularies, but for the sake of (non-dualist) clarity, I shall
henceforth stick to Wittgenstein's dichotomy between expression and
description.
Until now, the convergences I have documented
only applied to Varela's views and neighboring positions (including
Wittgenstein's). The sense of inevitability I wish to develop would be much
strengthened if effective or potential convergences with diametrically opposite
ideas could be displayed. But such convergences with alien views exist, and
they are quite significant. To begin with an elementary remark, even hard-line
behaviorists and identity theorists implicitly accepted as a matter of fact
that in order for a description of publicly observable behavior and neural
events to be accepted as an account of mind at all, or even to be credible as a
substitute for mental categories, it has to be compared at some point with
first-person reports making use of such categories. Behaviorists and identity
theorists tacitly relied on a shared understanding of experience, in their very
attempt at purifying science from any remnant of it; they promoted a negative
use of this shared understanding. True, behaviorists or identity theorists
usually minimized this point, or hid it altogether ; and they consistently
denied that it is to be accepted as a matter of principle. But their praxis was
basically similar to the praxis of those authors who advocate the setting up of
mutual constraints between first person and third person accounts rather than
mere reduction of one to another ; this praxis was only underdeveloped on the
first person side.
Actually, the similarity is so striking that, in the past, advocates of the
mutual constraint strategy have repeatedly been mistaken for behaviorists or
identity theorists.
The most interesting example of this confusion bears on Wittgenstein. He has
often been accused of a variety of behaviorism (Mungle, 1966), and this
continues today , despite his own defense, and despite a number of excellent
commentaries (Bouveresse, 1986; Hacker, 1993) which have exonerated him from
this charge. At the beginning of paragraph 304 of the Philosophical
investigations, his imaginary prosecutor blames him for making no difference
between pain and pain-behavior. Wittgenstein denies that, but the prosecutor
goes on : « And yet you again and again reach the conclusion that the sensation
itself is a nothing ». Wittgenstein's subsequent answer is tantamount to a
reiterated denial, but at the same time it sets the stage for subsequent
misunderstandings. « The conclusion, he writes, was only that a nothing would
serve just as well as a something about which nothing could be said ». This
remark that « a nothing serves as well » triggers the feeling that there is no
room in Wittgenstein's philosophy for conscious experience, just like in
behaviorism. And the allegation that nothing can be said about the contents of
conscious experience may promote the belief that Wittgenstein discarded the
folk-psychological terminology (and, even more so, the phenomenological
terminology), just like in eliminativism. But both tenets are misjudged, as we
shall see.
The best commentators characterized Wittgenstein's approach as follows.
Wittgenstein shared with behavorism : (i) denial of an inner realm of
sensations and thoughts which could be inspected by some homuncular subject and
then reported about; (ii) the idea that the meaning of the mentalistic
terminology depends crucially on expressive behaviors (it is this latter point
that urged some commentators (Mungle, 1966) to misleadingly characterize
Wittgenstein as a « logical, or linguistic, behaviorist »). But on the other
hand, Wittgenstein repudiated the extreme behaviorist claim that pain (or any
content of experience) so to speak identifies with some behavior. After all, he
pointed out, saying that toothache is such and such behavior, utterly
contradicts the normal use of the term (Wittgenstein, 1968b, p. 296). To sum
up, according to him, a verbal report of pain does not just mean pain-behavior
; nor does it play the role of one more external symptom (besides behavior) of
an alleged inner event.
So, what type of relation did Wittgenstein institute between experience,
behaviour, and expressive sentences ? The relation he considered is one of
mutual feedback during the process of learning psychological vocabulary. His
leit-motiv in the late 1930's was that pain-behavior operates as a criterion of
experienced pain. This is not tantamount to say that there is any rigid link of
entailment between pain-behaviour and pain ; only that one effectively acts and
speaks as if there were such kind of rigid link in the context of learning the
linguistic expressions of pain and also, by and large (with a few exceptions
which must stay exceptions), in their context of use. A stabilized « grammar »
of mentalist vocabulary and sentences could only arise, according to
Wittgenstein, from a norm of interconvertibility of the first person, second
person, and third person conditions of their use. The use of « I am in pain »,
« you are in pain », and « he is in pain » must be interconvertible according
to this norm. And this means implementing mutual constraints between
expressions of experience, expressions of empathy, and descriptions of
behavior, as part of a complex praxis called a form of life.
The similarity with Varela's position becomes conspicuous at this point.
Varela has often been mistaken, in some philosophical circles , for an identity
theorist. The reason for this conflation can be indicated in a few sentences.
(i) Both Varela and identity theorists deny any duality between an inner domain
of mental objects and an introspective subject able to observe them and report
about them ; both of them resist any form of dualism (including Chalmers'
property dualism) and discard accordingly the picture of the « cartesian
theater ». (ii) Both Varela (Thompson & Varela, 2001, 2002) and identity theorists
believe that the relations between mental and neural events are stronger and
more reciprocal than in anomalous monism. Moreover, from a semantic standpoint,
Varela and his collaborators were not far from considering that, in the future,
fixing the meaning of certain delicate and discriminating phenomenological «
descriptions » can depend in a crucial way on their disciplined correlation
with neural events. Yet, Varela overtly rejected the idea that experiences are
just brain events. True, he was well aware that one might ask him : « Is this
not just a fleshed-up version of the well-known identity theory ? » (Varela,
1998). But he answered the question by pointing out that in his approach,
theoretical matters are systematically deflected onto a methodological plane.
His neurophenomenology is not an identity theory of some factually given
neuro-experiential correlation ; it is a procedure of systematic institution of
such relationship, and of correlative refinement of the phenomenological
terminology.
Varela here implicitly expanded Wittgenstein's « grammatical » analysis of
expression. Wittgenstein restricted his investigation to the way the standard
norm of interconvertibility between (first or second-person) expressions and
(third-person) reports of external behavior institutes an intersubjectively
acceptable folk-psychological vocabulary. But Varela amplified his field of
interest to a norm of mutual constraint between (first or second-person)
phenomenological « descriptions » of stabilized contents of experience and
(third-person) neuroscientific reports. While in Wittgenstein's work, the form
of life in which the use of expressive sentences makes sense basically reduces
to our everyday activity, in Varela's work, the relevant form of life is
broadened so as to include disciplined practice of phenomenological reduction
and neuroscientific experimenting and/or theorizing as well.
To conclude this comparison, we now see that in no way can Wittgenstein's and
Varela's positions be respectively assimilated to a blend of behaviorism or
identity theory. But conversely, behaviorism and identity theory can be
characterized as two reifying and dissymmetric accounts of the ongoing
dialectic of embodied experience and objective reports that Wittgenstein
displayed in ordinary life and that Varela extrapolated to a refined
combination of experiential and scientific form of life. They are reifying
because they usually take for granted that objective reports (of behavior or
neural events) disclose things as they are. And they are dissymmetric because,
even though they rely more or less tacitly on a background of first-person
experience, they emphasize the ontological or epistemological primacy of
third-person descriptions of behavior or neural events. Their proposed « solution
» of the mind-body problem is tantamount to a curtailed and unbalanced variety
of Wittgenstein's and Varela's dissolution.
In an even more compelling way, materialist and eliminativist thinkers
themselves tend more and more often to construe their own propositions as
providing a dissolution rather than a solution of the « hard problem ».
According to them, objective science has proved so fruitful that one should
accept : (i) its urge to revise the very definition of an explanation (even if
it means renouncing traditional explanatory requirements), and (ii) its
criteria of interruption of the chain of explanations. V.G. Hardcastle used
both arguments in a subtle defense of materialism against Nagel's, Jackson's,
and Chalmers' challenge (Hardcastle, 1996). Relying on point (i), Hardcastle
asserted that displaying the neuronal necessary conditions for a report of
conscious experience should be accepted as providing an explanation of
consciousness. If some modern skeptic persistently replies that this does not
explain anything, one can only try to modify his/her attitude until he/she
finally sees the displayed neuro-experiential correlation as an explanation.
But this sounds more like conversion than conviction ; precisely the type of
conversion which would be necessary to accept (as in Wittgenstein's and
Varela's dissolution) that the problem does not even arise. Here again,
however, the main difference bears on symmetry : instead of saying that
mutually constrained relationship between the neurological and the experiential
is all what is needed, V.G. Hardcastle maintains that a strong correlation
should count as a one-way explanation of the experiential by the neurological.
At this stage, Hardcastle's dissolution thus looks like one more biased and
restricted version of Varela's.
The reason for the bias is likely to be the popular confusion between objective
entities (namely inter-situational structural invariants) and things in
themselves, which was dispelled by Kant long ago : since neurobiological
entities are objective, and since this (allegedly) means intrinsic existence,
it becomes likely that the direction of explanation goes from them to the
ghostly contents of subjective experience and not the other way around. But if
the equivalence between objectivity and absolute reality is not granted, as
e.g. in the kind of non-representationalist theory of cognition advocated by
Varela (Varela, 1979; Bitbol, 2001), the lopsidedness of the explanatory chain
strikes one as unjustified.
Then, turning to point (ii), V.G. Hardcastle also argues that since science has
not the slightest clue about how to tackle the « hard problem », one should
proceed with problems that are in principle accessible to a scientific approach
(e.g. the neural correlates of sleep, anesthesia, coma, reflexive
self-awareness, etc.) , and put the central problem of the ultimate origin of
primary consciousness aside. Several crucial features of conscious experience
can be elucidated this way. Most importantly, the cumulative large-scale
integration of experience, its relative stability, the fact that its contents
can be reidentified as such by latter experiential acts, and even its
reflexivity, can probably be accounted for by global iterative properties of
neural networks such as Edelman's « reentrant loops » (Edelman, 1994, p. 120).
But the basic material of this process of integration and stabilization
(possibly a series of fleeting « instantaneous appearances ») is both
presupposed by the former neurological account and left beyond the boundaries
of its explanatory power.
At any rate, this strategy of concentrating on « easy » problems (whose
compatibility with the strategy of seeing correlations as explanations is
dubious ) was developed by several authors. Some of them (O'Hara & Scutt,
1997) hoped that solving a large number of easier problems could bring us to a
point where the harder problem becomes tractable. Other authors (Mills, 1997)
took even more seriously the idea that science is entitled to define what
counts as a problem to be solved by it, and what is definitely outside its
domain of legitimate explanation. One celebrated example is Newtonian
mechanics, which developed on the basis of a decision not to explain
gravitational attraction at a distance. In the same way (though even more
radically so), current neuroscientific advances should be allowed to proceed on
the basis of a decision not to explain the very existence of primary
consciousness.
The latter proposal is to be taken seriously. The development of objective
science must not (and cannot de facto) be impaired by unreasonable requests.
But sticking to this sound remark may restrict unduly the field of inquiry. To
begin with, since objective science still acts as a dominant value in our
societies, asserting that something (i.e. conscious experience) is not a proper
topic for science amounts to suggesting that this something is no issue at all.
Here, epistemological retreat is likely to be followed soon by ontological
denial. Furthermore, the circumstance that the methods of objective science
cannot tackle the brute fact of the existence of conscious experience, does not
mean that there is no other methodology which would be able to do so.
Now, as we know, what Varela did was precisely to promote and implement such an
alternative methodology. His methodology is not a regression with respect to
that of objective science : it rather takes the latter for granted and then
complements it. Varela's methodology complements the method of extracting
invariants of purely structural features of experience with a method of
disciplined cultivation of experiential contents and interpersonal coordination
of those contents. It closely parallels (and extends) Wittgenstein's strategy
in his second philosophy : embedding the old debate about the correspondence
between words and world, between representation and reality, between first
person and third person accounts, within a lived practice of interpersonal
exchange and mutual control. In Wittgenstein's wake, the philosophy of language
had to rediscover for itself that language does not reduce to substantives
denoting objects and predicates indicating properties ; that it also includes
performative expressions, pronouns with indexical function, and many other
tools of intersubjective interplay. Similarly, in Varela's (and a few other
authors') wake, the philosophy of science has to rediscover for itself that
science does not and cannot reduce to a static correspondence between its
theoretical structures or entities and the putative laws and objects of the
world ; that it crucially involves experimental and experiential procedures, as
well as a systematic network of constraints between the first type and the
second type of approach (i.e. between disengaged accounts and engaged
practices).
To recapitulate, once it is pushed to its ultimate consequences, the
materialist view of primary consciousness faces a dilemma : either it relies on
future and unforeseeable developments of objective science, or it pushes the
problem of the origin of experience to the boundaries of objective science
stricto sensu. If the second option is taken, the materialist view is bound to
come surprisingly close to the Wittgenstein-Varela dissolution, though with an
irrepressible one-sided inclination. Materialists disregard what the method (of
objective science) does not circumscribe. On the contrary, Varela expanded the
method (to a dialectic of objectivity and intersubjectivity) in order to
circumscribe what it is in the power of nobody to disregard. Materialists may
renounce any explanation of primary consciousness because it is marginal in
their conception of an intrinsically objective nature. But Varela advised us
not to seek any elusive mechanistic explanation of primary consciousness for
the opposite reason : because it is so fundamental in his situated view of
nature that it should be taken for granted, and then articulated with
structural invariants in a generalized epistemic procedure.
2-What is a theory ? A forced
consensus on science
In the former section, I documented an elementary
convergence that takes place nolens volens between Wittgensteinean-Varelian and
materialist thinkers, on the option of dissolving rather than solving the «
hard problem » of consciousness. In this section, my aim is to develop another,
more comprehensive, convergence which bears on the conception of scientific
theories. Here again, tacit agreement arises irrespective of one's wishes. It
results from a fierce debate that pushes authors towards unassailable positions
which are likely to be closer to one another than they would have fancied.
The debate revolves around the status of folk-psychology. Is folk-psychology a
primitive empirical theory, providing human beings with prediction or
explanation of other persons' behavior, and liable to be falsified ? Or is it
something else, not to be compared with scientific theories at all ? Then, if
it is something else, what is it exactly ?
The first thesis, according to which folk-psychology has the same status and
purpose as a scientific theory, was developed as a strong argument in favor of
eliminativism. If folk-psychology is merely a primitive theory of human
behavior, then modern science should not even bother to account for
experiential reports expressed within its framework. It does not have to explain
these reports, or to reduce them to neural processes either ; it should rather
ascribe itself the task of superseding folk-psychology by a better (presumably
neurophysiological) theory (Churchland, 1986).
Of course, whether replacement of folk-psychology by a neurophysiological
theory of mind is equivalent or not to dismissal of primary consciousness as
such, remains an open issue. It is by no means obvious that theoretical
eliminativism amounts to radical eliminativism. After all, theoretical
eliminativism stricto sensu only entails substitution of a network of
categories and relations based on thorough neuroscientific research, for
another which was already in use before the era of neurosciences. It could then
involve mere recategorization of experiential contents in the light of
neurophysiology, rather than expulsion of the very fact of conscious
experience. Only within a very narrow epistemological perspective, or if
consciousness is construed as a folk-psychological category in its own right,
does theoretical eliminativism generate radical eliminativism . This
distinction being granted, a supporter of Varela's Neurophenomenology may find
some points of agreement with a purely theoretical eliminativist. But before
discussing these points, let me turn to the alternative status of
folk-psychology, and to the subsequent debate between the champions of the two
conceptions.
According to the alternative view (Gordon, 1986; Gordon, 1992; Goldman, 1992;
Greenwood, 1999; Perner et al., 1999; Pust, 1999; Warren, 1999) ,
folk-psychology is not a theory at all. It is a system of landmarks and
normative rules for simulating others' mental states. Whereas a theory enables
prediction and explanation by means of chains of third-person accounts, here
folk-psychology is construed (at the very least) as an instrument of prediction
of others' behavior by inserting one's own first person experience into their
mental situation. « Inserting » does not only mean « putting oneself in the
other's place » in a superficial projective way, but also adjusting one's own
state in order to accommodate manifest differences with this other person.
At this stage, three important issues must be raised about the meaning of the «
simulation conception » of folk-psychology : (i) when folk-psychology is so
construed, can it give proper explanations of behavior or is it restricted to
prediction ? (ii) does the simulation conception of our knowledge of other
minds complement or exclude the theory conception ? (iii) is the simulation
conception bound to be incompatible with theoretical eliminativism or
(surprisingly) not ?
About the first point, one must notice that whereas it is natural for a
neuroscientist to seek explanation of behavior, it is by no means clear that
this is or can be the primary task of someone who uses the simulation strategy
permitted by folk-psychology. Yet, it is also undeniable that people engaged in
folk-psychological simulation do not restrict themselves to prediction of
behavior. What do they do then, if they do more than predicting but less (or
something else) than explaining ? Here, the old concept of « understanding »,
borrowed from Dilthey's paradigm of the Geisteswissenschaften (and from
hermeneutics), is manifestly appropriate. « Understanding » somebody does not
mean displaying a causal chain from anything including past behavior, past
mental states, or past neural states, to present behavior ; it means providing
a first-person rationale about his present conduct by being able to embody (or
simulate) his intentions and his (conscious or unconscious) reasons to act.
That « understanding » has truly nothing to do with scientific explanations has
been strongly emphasized by K-O. Apel (Apel, 1976, 1980; Von Wright, 1971).
Explaining something requires objectification. Each link in a causal
explanatory chain must be treated as an object of third-person description. But
the case of « understanding » is utterly different. It involves a «
subject-cosubject relation » (Apel, 1976), instead of the « subject-object
relation » of explanation. It belongs to the language game of pure «
intersubjective communication », not to the game of objective knowledge. It
arises from another specific « interest » in life: an interest which requires
engagement within the situation of the one to be understood, rather than
distanciation with respect to him. The gap is wide open indeed ; and Apel goes
as far as saying that objective science and hermeneutic understanding exclude
each other. But is this the last word ?
The latter question raises my second point of comparison between the simulation
conception and the theory conception of folk-psychology. According to Apel,
objective science and hermeneutic understanding are not merely exclusive. They
are complementary in Bohr's sense ; i.e. they are also jointly indispensable to
exhaust the possibilities of knowledge. But when Apel develops the reason why
he thinks they complement each other, he manifests a hermeneutical bias which
is the exact mirror-image of the materialist bias. Objective science and hermeneutic
understanding, he says, are jointly indispensible because objective science
presupposes hermeneutic (or pre-hermeneutic) understanding between
fellow-scientists. More specifically, simulation is likely to act as a
precondition for elaborating a proper theory of mental processes and behavior
(Goldman, 1989).
Ascribing intersubjective understanding or simulation the role of a
prerequisite for objective science is perfectly acceptable, as it has been
documented, e.g., in a fierce debate which took place between Schrödinger and
Carnap in 1935 (Carnap, 1936; Bitbol, 1999, 2000). However, this is only half
of the story. Hermeneutic understanding can use scientific theories to promote
its aims as well. Scientific explanations of behavior can be used for their own
sake, but they can also be operated as useful intermediate devices for
simulating each others' situations. An objective model can even turn out to be
an exceptionally efficient and flexible instrument for hermeneutic «
understanding », since it promotes simulation of every possible situation
within an accepted framework. This reversal (explanation as a tool for
understanding, rather than understanding as a mere precondition for scientific
explanation) may sound strange as long as « pure » detached knowledge is the
ultimate value ; but it goes without saying if insertion in one's social and
natural environment creeps in as the alternative dominant value.
We now see that, even though there is no prospect of reduction of understanding
to explanation (of simulation to theorization), or vice versa, there exist
strong two-way interrelations between them. But this reciprocity is precisely
the basis of Varela's Neurophenomenology.
At first sight, Varela's insistance on disclaiming both lopsidednesses, the lopsidedness
of objectivistic materialism and the lopsidedness of hermeneutics, may appear
baffling. He reminded the materialists of the unavoidable priority of
embodiment, or the necessity of disalienating knowledge from human life ; and
he reproached the hermeneutists for their systematic rejection of naturalizing
procedures. But this twofold criticism is perfectly justified as soon as one
realizes that the apparently antinomic attitudes of materialism and
hermeneutics are in reality two sides of the same coin. Both arise from the
same truncated (purely objectifying) conception of science and nature.
Materialism tends to force every aspect of « what is the case » into this
incomplete science ; and Hermeneutics tries to shelter, in an exceedingly
airtight manner, one aspect of life from the same incomplete science. However,
if the conception of nature and of science is expanded as Neurophenomenology
demands it, neither forcing nor sheltering are advisable. Cross-fertilization
of objective science by its situated background, and of intersubjective
understanding by scientific explanations, becomes conceivable. The efficiency
of this cross-fertilization may furthermore be dramatically improved by the
neurophenomenological method of imposing « mutual constraints » between the two
sides.
This brings us to the third question (Is the simulation conception compatible
with theoretical eliminativism ?), with a good prospect of giving it a positive
answer. This prospect may be surprising at first sight, but the surprise (or
disbelief) is likely to fade if the positive answer is qualified : the
compatibility of the simulation conception with theoretical eliminativism is
not given for free ; it has to be secured, here again, by a process of mutual
fine tuning which is the subject of the next paragraphs.
Let us start with a remark about the interconvertibility of the vocabularies of
« understanding » and « explanation ». Categories such as feeling, desire,
project, action, motive, etc., which normally operate as signposts and
normative focal points for intersubjective understanding, may also be utilized
as intermediate elements of objective-like explanations. Teleological
explanations and practical inferences, as described by Von Wright , exactly fit
this description. In this case, intentions and reasons de facto intervene as
additional objective entities in the furniture of nature, and they moreover
partake in a causal or quasi-causal pattern. Apel rightly pointed out that the
fact that intentional categories are often used in what looks like an
explanation, should not hide their primary hermeneutic purpose. But conversely,
their primary hermeneutic status should not prompt one to dismiss dogmatically
the common practice which consists in sprinkling explanations of behavior with
intentional-teleological terms. Some semantic flexibility is needed at this
point. One must recognize, in a Wittgensteinean style, that a word does not
have an intrinsic nature, but only a function and use. Thus, if it is used in a
dialogue, an intentional term normally works as a tool for reciprocal
simulation. But if it is used in the context of a practical inference it can
perfectly (and it does commonly) play the role of an intermediate step in some
causal-like explanation of behavior.
The problem is that as soon as this latter, explanatory, role is promoted, the
intentional categories compete with other (sometimes more appropriate)
categories derived from the natural sciences. The temptation rises to reduce
them to their scientific counterpart, or to replace them altogether with more
refined explanatory concepts. Reductionism and eliminativism thus appear as
inescapable by-products of a widespread cultural prejudice in favor of
explanation. But our reaction, in this case, should not be to replace a prejudice
with the opposite one (as an hermeneutist would be inclined to do). It should
rather be to show what can be done by relaxing any such prejudice.
Let us then consider, to that effect, the best possible explanation of behavior
using a theoretical eliminativist's (presumably neurophysiological) categories.
There, the terms play the role of intermediate links in a causal explanatory
chain made of objective elements. However, nothing prevents one from ascribing
them the role of new, different, and possibly more discriminating, signposts
for intersubjective understanding. Only the way they are used may determine
their status. But does any such intersubjective use of originally objective
concepts ever arise ? There are many signs in current ordinary language that
hermeneutic conversion of the prima facie objectifying vocabulary of
neurosciences is occurring to some extent. It is not unusual today to hear
somebody saying, e.g.: « My brain is processing the information » instead of «
I am thinking hard », or « My circuits are overloaded » instead of « I am
unable to figure out what to do in these complex circumstances », or « Your
neurons are working overtime » instead of « You are mentally exhausted», etc.
Despite a superficial impression, this way of speaking does not mean that
simulation and intersubjective understanding have just been replaced by
eliminativist-like explanations ; it rather suggests that the eliminativist's
third-person words are available for being used as first and second-person
expressive terms. For after all, in the context of dialogue, the purpose of
such terms or sentences cannot be (only) to describe a certain
neurophysiological state; it is to express what it is like to be in that state,
and to suggest what it could be like for the co-subjects to be in the same
state. The only obstacle which hinders this hermeneutic conversion (leading one
to the wrong conclusion that explanation has overruled old-fashioned «
understanding » even in its stronghold of everyday speech) is that one lacks a
proper experiential counterpart to most of the neurophysiological concepts used
by theoretical eliminativists. But finding, and fixing normatively, such a
counterpart is precisely one of the most important aspects of Varela's
neurophenomenological research program.
We now see why theoretical eliminativism is not in essence incompatible with
the simulation conception of folk-psychology : its own categories involve
potentialities for intersubjective simulation use ; and these potentialities
are likely to be actualized by neurophenomenological investigations.
P.M. and P.S. Churchland, the two most emblematic defenders of eliminativism,
are not very far from appreciating this unexpected convergence (Churchland
& Churchland, 1998). Moreover, the way they come close to a reconciliation
of their eliminativism with the simulation conception is especially interesting
to us, since it involves a definite option about the status of scientific
theories in general. The Churchlands first accept that there is something right
in the contention that folk-psychology is basically used as a tool for the «
intricate social practice » (Churchland & Churchland, 1998, p. 10). of
which we partake, and that its quasi-laws are normative rather than
descriptive. Then, they defend their theory conception of folk-psychology by
noticing that it does not contradict the simulation conception on that point,
provided a Kuhnian view of scientific theories is adopted. According to that
view, they say, learning a scientific theory « (...) is not solely or even
primarily a matter of learning a set of laws or principles : it is a matter of
learning a complex social practice (...) » (Churchland & Churchland, 1998,
p. 11, 33). A theory thus involves components of practical commitment and
insertion within a network of intersubjective communication. These components,
which are constitutive of the status of folk-psychology according to the
supporters of the simulation conception, are not denied, but rather refined and
brought up to date by theoretical eliminativism as the Churchlands define it.
This move is very radical indeed, and it fits well with Kuhn's
neo-Wittgensteinean inclination. But I wonder whether it is not tantamount to
surrender to the opposite side ; or at least whether it does not undermine the
key motive of the debate.
After all, the central claim of the opposite side is not about the choice of
more or less discriminating normative categories of simulation. It is about the
fact that first person experience and intersubjective practices of «
understanding » (namely simulated substitution of each other's situation)
cannot be merely stamped out and replaced by third person descriptions or
disengaged explanations. Now, if the epitome of third person descriptions and
disengaged explanations, namely the corpus of scientific theories itself, is
said to involve the same type of dialectic between embodiment and
distanciation, or between ongoing practice and static inspection, as the mutual
« understanding » of cosubjects, then the whole debate becomes pointless
because everybody agrees on the all-pervasive presence of situated knowledge.
In order to win the issue, theoretical eliminativists ought to have objectified
both subjective expression and hermeneutic understanding. But they have been
pushed to react the other way around, namely by « hermeneutizing » their
conception of scientific theories.
The problem is that this momentous turn in the eliminativists' thought is at
odds with their predominantly objectivist research program, and with the narrowly
objectivist undertone of the major part of their writings. Coherence could only
obtain within a research program involving a systematic mutual feed-back effect
between first person reports and third person descriptions, together with a
full-scale participatory epistemology. But these stipulations exactly depict
Varela's position, since, in it, neurophenomenological « mutual constraints »
are associated with an « enactive theory » of cognition.
3-Quantum mechanics as a
prototype of participatory science
Several authors (Velmans, 1998, 1999;
Wallace, 2000) recently pointed out that insertion of consciousness in the
overall framework of science would be made much easier if science was not
construed restrictively as a static opposition of subject and object. Indeed,
experiential contents could readily be accommodated within a generalized
framework of intersubjective agreement, wherein active situated cognition is
given logical priority over shared invariants. But is this view in line with
the present state of science ?
It is quite easy to convince oneself that it is at least consistent with any
branch of scientific investigation, including the whole of classical physics,
chemistry and biology. Kant for instance proposed a remarkable reading of
Newtonian physics in these terms, both in the Critique of Pure Reason and in
the Metaphysical Foundations of Natural Science. But, according to a
significant part of its available interpretations, the case of quantum
mechanics is even more compelling. As stated by these interpretations, quantum
mechanics is not only compatible with an intersubjectivist and participatory
view of science ; it displays its participatory status in its very structure,
and so to speak forces us to change our current epistemology. The founding fathers
of this family of interpretations were Bohr and Heisenberg .
True, no argument internal to physics has been able to give this conception any
decisive superiority over rival interpretations. Alternative views of quantum
physics involving remnants of epistemic dualism and/or formal atomism (such as
the Bohmian mechanics of 1952), are still arguable nowadays provided the frame
of discussion is narrow enough. Although one of the basic features of the
Bohr-Heisenberg interpretation (namely holism) has an equivalent in every
alternative interpretation, maintaining an analytic view of the world and of
cognitive processes is still feasible, either by compensating it with non-local
interactions, or by superimposing clumsy fragments of the traditional analytic
terminology on a deeper layer of integrated formalism. But as soon as the frame
of discussion is broadened to include the problem of how science in general can
deal with situatedness, the Bohr-Heisenberg interpretation (or a modern version
of it) is likely to be preferred. Indeed, this interpretation provides one with
an excellent example of how we can take our anthropological situation into
account without retreating in the least from the ideal of universally valid
knowledge. An interpretation of a particular scientific theory (here quantum
physics) may have to be favored because of its ability to clarify a recurring
quandary of science as a whole.
In order to get a better grasp on the problem of how lived experience fits
within the overall framework of science, it is then useful to scrutinize it
against the background of a conception of physics (such as quantum mechanics
interpreted by Bohr and Heisenberg) where objectivation is not taken for
granted. The analogy is striking. On the one side, one comes up against a
manifestation of situated embodiment, with no real possibility of distantiating
oneself from it and taking it as an object or property. On the other side, one
deals with statements of situated insertion within the world at a certain step
of the scale of lengths (i.e. reports of experimental phenomena), with no real
possibility of distantiating oneself from it and acquiring a God's eye view. My
aim in this section (Bitbol, 2000) will thus be to draw a systematic comparison
between the epistemological configuration of a science of consciousness and the
epistemological configuration of quantum mechanics .
Bohr himself attempted such a comparison in the early 1930's (Bohr, 1987). So,
even though his approach is not devoid of loopholes, I will start with it, and
then follow with my qualifications.
Bohr's basic remark is that in any experiment of microphysics, the processes
are « disturbed » by the very act of measurement ; or rather, in a deeper and
more acceptable way, that phenomena are indissolubly co-defined by the
experiments which are used to make them manifest. The material « subject » of
experimental microphysics (namely the measurement apparatus) then cannot
properly be detached from its own field of investigation. In other terms, the
material « subject » belongs to its field of investigation. But if one tries to
circumscribe a microphysical object (this is a basic epistemological
requirement according to Bohr), despite this lack of detachment, a difficulty
arises. Each time some particular divide between the object and the material
subject is conventionnally imposed, a fragment of what is to be known happens
to be cut off. So, one can reach full characterization of the putative
micro-object only by means of several « complementary » (i.e. mutually
exclusive and jointly exhaustive) experimental approaches.
In the same way, says Bohr, during the process of introspection, the
experiential contents are altered by the very attention a subject is focusing
on them. More correctly, the experiental contents are co-defined by this act of
attention. The introspective subject then belongs to its own field of
investigation. Setting up a conventional subject-object divide in spite of
this, namely trying to cut off artificially the introspective subject from its
field of investigation, then means that knowledge gained by this process can
only be partial. Here again, the putative « object » of introspection needs
several « complementary » approaches to be characterized.
Along with this analogy, the compliance of the notion of « complementarity »
appears even greater than what K-O. Apel suggested. Apel projected features of
Bohr's wave-corpuscle complementarity onto the relations between explanation
and understanding. However, reverting the flux of information may be just as
revealing. Let us remember that Apel's version of complementarity means mutual
exclusivity and joint exhaustivity of (i) law-like descriptions of objectified
processes (behavior or neural events) and (ii) simulation of co-subjects. It is
complementarity between distantiation and shared situatedness. But if carefully
scrutinized, Bohr's wave-corpuscle complementarity can be read exactly this
way, provided one does not put too much weight on the corresponding pair of
classical pictures. Instead, one should emphasize their status and function in
the practice of microphysics. To begin with, (3n-dimensional) waves are used to
calculate probabilities of any possible measurement following some experimental
preparation. They are invariant predictors, in so far as they operate
irrespective of the experimental situation for which prediction is needed. By
contrast, « corpuscles » are there just to afford a classical metaphor for a
series of discrete events occurring whenever certain measurements are effectively
performed. Waves (namely continuous invariant predictors) are the byproduct of
an effort to distanciate a theoretical structure with respect to special
measurement situations. But the notion of a corpuscle is meant to express
(loosely) those discontinuous phenomena that appear in given experimental
situations. The terms of the wave/corpuscle pair may therefore be called «
complementary » in the same sense, and for the same reason, as those of the
explanation/understanding pair.
Although the basic motivation (namely contextuality) of Bohr's comparison
between microphysics and a science of consciousness is perfectly sound, the way
he developed it remains open to criticism. His requirement that a cut between
an object and the variety of (material or introspective) subjects be imposed
somewhere is a widespread epistemological norm; but it can be dispensed with in
the frame of a non-representationalist view of cognition. A major advantage of
dispensing with this cut is that one is no longer forced to adopt the subtle
yet ill-defined Bohrian concept of complementarity. For two distinct pieces of
information have to be considered complementary only if they are about the same
object.
Losing the concept of complementarity is not to be deplored. After all, each
component of this concept is debatable.
Mutual exclusiveness, to begin with, is an excessive statement, both in physics
and in hermeneutics. The wave aspect is exclusive of the « corpuscular » (i.e.
discrete) aspect of microphysical phenomena only in ideal circumstances.
Usually, both aspects are present at once, although not to their full extent.
On the one hand, what is distributed according to wave-like interference
patterns is a set of discrete corpuscle-like impacts; and on the other hand,
the distribution of approximately aligned events which defines a corpuscle-like
trajectory is determined by wave-like diffraction effects (Held, 1994) . In a
similar way, mutual exclusiveness between hermeneutic « understanding » and
scientific « explanation » refers to an ideal state of affairs ; understanding
of co-subjects usually benefits from being embedded in a framework of objective
explanation, and conversely objective accounts arise as generalized
coordinations of possible embodied experiences.
As for joint exhaustivity, it is even more disputable. Saying that the
wave-like predictor only depicts one aspect of some deeper object, is tantamout
to denying that the universally valid component of microphysics has been
entirely captured by this invariant predictor. It means accepting that quantum
mechanics is somehow « incomplete », which, from Bohr's standpoint, suggests
surrender to Einstein's arguments. Similarly, asserting that scientific
explanations have to be complemented with co-subject understanding in order to
reach exhaustivity about something is tantamount to imagining that there is
some third term that no approach (neither objective nor intersubjective) can
entirely encompass. But evoking such a third term (e.g. Spinozist substance)
means that hermeneutics has lapsed into metaphysics, which was certainly not
part of its project.
We must then go back to the basic limitation shared by microphysics and the
science of mind, and stick to it throughout. Microphysical phenomena adhere to
the contraptions that are supposed to « reveal » them; and conscious experience
adheres to conscious beings. Detachment is impossible or artificial in both
cases. So, what is to be done in such circumstances, if one does not try to
impose a dualistic cut by fiat? Heisenberg suggested the following solution: «
(...) even when a given state of affairs cannot be objectified, (...) this very
fact can be objectified in turn and studied in connexion with other facts»
(Heisenberg, 1998, p. 268). In other terms, whenever primary objectification of
a certain set of phenomena is unattainable or contrived, secondary
objectification can still be worked out. But what exactly is secondary
objectification? How should we understand Heisenberg's urge to objectify the
very fact that (primary) objectification is out of reach? I suggest the
following interpretation of this strategy. Secondary objectification amounts
to:
(i) Objective description of the conditions under which phenomena occur that
are not themselves liable to objectification;
(ii) Elaboration of universally valid rules for predicting this kind of
phenomena;
(iii) Statement of universally efficient prescriptions for mastering directly
the technological implementations of the predictive rules.
In the popular picture of science, the aim is to formulate a distantiated model
of reality « out there » (be it based on « complementarity »), and then to
derive predictions and technological applications from this model. But in the
alternative picture of science which is emerging, this traditional hierarchy no
longer holds. Technology has two-way non-hierarchical relations with local or
secondary objectifications. Along with the first way, technology is guided by
these objectifications. But conversely, it supports them by its successes; and
it also provides them with a constitutive frame (i.e. the elementary structure
of the rational procedures used in technology is stamped on the secondarily
objectified predictive rules). This being granted, the last remnants of a
conception of theories as « theoria », as pure contemplation from without, have
disappeared. Theories seen from within are mere structural expressions of the
largest range of possible practices and possible outcomes at a certain steady
state of the advancement of science.
Microphysics and the science of consciousness both fit with this
characterization.
(a) Microphysics
Firstly, microscopic phenomena cannot be parsed. One cannot discriminate the
contribution of the apparatus and the contribution of a putative object. The
phenomena are not dissociable from the context of their appearance. Yet, the
(macroscopic) experimental conditions under which these phenomena occur can be
objectified by way of a classical or semi-classical mode of description.
Secondly, microscopic phenomena can be predicted directly by using the
universally valid formalism of quantum mechanics. Thirdly, quantum technology
is no mere ancillary byproduct of a theoretical description of some detached
domain of objects. Rather, it sets up two-way relations with the formalism of quantum
mechanics. Along with the first way, technological prescriptions are guided by
fragmentary models derived from the quantum theory. They are also determined by
the quantum formalism. But conversely, the technological procedures also have
an overall constitutive role for the secondarily objectified rules and
invariants of this formalism. Indeed, as I showed in previous work (Bitbol,
1996a, 1998), the basic formalism of quantum mechanics can effortlessly be
construed as a structural presupposition of any activity of production and
unified anticipation of mutually incompatible contextual phenomena.
(b) The science of consciousness
Firstly, conscious experience cannot be dissociated from the overall lived
context of its occurrence. Yet, the neurophysiological, bodily, and
environmental conditions under which various types of experiences occur can (at
least in principle) be objectified according to the standards of classical
science. Secondly, nothing prevents one in principle from using this
(secondary) objectification of conditions for predictive sake. Thirdly,
neuro-pharmacological and neuro-functional technologies for modifying conscious
states do not derive from some utopical knowledge of the interactions between a
pseudo-object « consciousness » and the object « brain ». They are based on an
ever increasing set of predictive rules, and conversely they contribute to the
elaboration of these rules.
To recapitulate, the science of consciousness is not a science in the narrower
sense of 'distantiated knowledge of a domain of objects'; rather, it is a
technology of embodiment, or a science in Varela's broader sense of a
'dialectical relation between subjective views and intersubjective invariants'.
Similarly, considering quantum mechanics as a general technology of mesoscopic
action and experimentation, or as a dialectical relation between situated
phenomena and predictive invariants, easily makes sense of its basic formalism
and automatically defuses major paradoxes (Bitbol, 1996a).
The mark of this alternative conception of science in both areas is replacement
of dualism with pragmatic parallelism (Bitbol, 1996b) rather than with monistic
eliminativism or with reductionism. For eliminativism is incurably biased, and
every version of reductionism (from the identity theory to functionalism)
conveys a materialist version of dualism: brain-world dualism for the identity
theory, and software-hardware dualism for functionalism. Let us then define
pragmatic parallelism in a few words, before we show how it applies both to the
mind-body problem and to the usual quantum enigmas.
To begin with, adopting parallelism is tantamount to accepting that one may
give two distinct self-sufficient parallel accounts whenever one is immersed in
some participatory process. Adding that this parallelism is only « pragmatic »
means that one discards metaphysical versions of parallelism from the outset.
Here, the two parallel accounts do not indicate two sets of properties or
aspects of a single substance. As I mentioned previously, quoting K-O. Apel,
they merely stand for:
-two different « interests » (sharing a situation and freeing oneself from
situatedness);
-two distinct pragmatical attitudes (engagement and distance);
-two different focuses in research (participation and striving towards
invariance);
-two different functions of discourse (expressive and descriptive).
Their unity is not due to their pointing towards a common transcendent object,
but rather to their stemming (in two different directions) from a common
immanent background that one may call « Lebenswelt » with due reference to
Husserl. As for the circumstance that two of them are required nevertheless, it
does not reveal a duality of aspects of some putative transcendent object; it
rather points towards the limits of objectivity, namely towards the negative
fact that standing back and striving for invariance cannot exhaust all the
aspects of life within an immanent stream.
Seen from that perspective, the riddles of dualism appear to arise from: (i)
the common habit of mixing up the two types of accounts in a single series, and
(ii) the temptation to reify each one of them. Alternating the accounts does no
harm by itself, and may have sound practical justifications. But as soon as
substances or properties replace stances or functions within the mixed account,
one is at pain to set up causal relations between the two fake entities. The
question one feels bound to raise is: « When, where, and how do the two
entities interact? ». But no answer to that question is available.
The most striking instance of this kind of conundrum is the mind-body problem.
Let us analyze it along this line. As it has now become widely accepted, given
a series of events involving an « agent », one can develop both a thoroughly
intentional account and a thoroughly causal account of it (Anscombe, 1957,
§23). The intentional account starts from the agent's decision, proceeds with
action, and then goes on throughout an indefinite sequence of intended
outcomes. The causal account would presumably start from certain firings of
neurons in the brain of the agent (although the causal series can start
arbitrarily earlier), it would proceed with muscle contractions, and it would
then go on throughout an indefinite sequence of effects in the world. However,
actual accounts are mixed. One commonly uses the intentional idiom at first (in
the immediate surroundings of the agent), and then the causal idiom (for remote
effects). The boundary between the two types of account is a matter of
practical convenience. Depending on whether one is a physician or a lawyer,
this boundary can be shifted closer to or farther from the agent's brain.
The problem is that the intentional idiom is soon reified and turned into a
description of what occurs in somebody's mind (or, according to the materialist
version of dualism, in somebody's brain). As for the causal idiom, it is also
reified and turned into a description of what occurs an sich in the external
world. From that point on, the questions « when, where, and how does the bridging
between mind and body (or between mind and the world) take place? » seem both
inescapable and unanswerable.
These questions are unanswerable indeed:
-Because the question « how? » is completely misplaced. If, as H. Putnam
pointed out, mind is definitely not to be conceived as a thing or property; if,
instead, « talk of minds is talk of world-involving capabilities that we have
and activities that we engage in » (where the use of the verb to engage is to
be stressed), then the question as to how the two « things (or properties) »
interact does not even arise (Putnam, 1999, p. 170).
-Because the answers to the questions « when and where? » are just as much a
matter of practical convenience as the use of the intentional and causal idioms
is. The locus of interaction between mind and body (or world) then remains
intrinsically undecided. Even materialist dualism is unable to define exact
borders between the two ontologically homogeneous entities it posits: the
question « where does the information processor stop (in the brain, at the
boundaries of the body and the world, or somewhere in the environment)? » has
no clear-cut answer.
But the questions « when, where, and how (do mind and body interact)? » are by
no means inescapable, provided one goes back to their very (hermeneutic)
source, as we have just tried to do.
Our second instance of dualistic conversion of parallelism is borrowed from
microphysics. Let us consider the case of alpha-ray tracks in Wilson's cloud
chamber, as analysed by N.F. Mott (Mott, 1929; Bitbol, 2002). One can develop
two extreme accounts of this process. One account is clearly situated, in so
far as it is relative to what one may witness in looking at some particular
cloud chamber: it describes the process as successive ionizations of hydrogen
atoms and subsequent condensation of approximately lined up water droplets. The
other account only describes the evolution of a multi-dimensional wave-function
(the entangled wave-function of the system [alpha-particle+molecules of
water]). It involves secondary distantiation, since the wave-function can be
interpreted as an invariant predictor (i.e. invariant with respect to the wide
range of irreversible and individually irreproducible courses of events that
may develop across microscopic experiments). However, the most popular accounts
of the tracks are mixed: they mix continuous wave-like processes and
discontinuous occurrences, (secondarily) objective predictors and situated
reports. Physicists usually describe the evolution of a 3-dimensional wave-function
for the alpha-particle, then « reduce » this wave function whenever an
ionization occurs (Heisenberg, 1930), then propagate again the reduced wave
etc. The boundary between the wave-like account and the « reduction » process
is to a large extent a matter of practical convenience. It depends on the
required precision for subsequent predictions.
The problem, here again, is that both accounts (secondarily objectified and
situated) are somehow reified. The wave-like universal predictor has often been
reified and turned into a description of real wave processes. Accordingly, the
(interest-relative) wave function reduction has been considered as a faithful
description of some (strangely instantaneous and ubiquitous) collapse of a real
wave process. If this twofold reification is accepted, the questions « when,
where, and how does the sudden transition between the continuous wave
propagation and the discontinuous reduction take place? » seem both inescapable
and unanswerable. True, these questions motivate a flourishing program of
research nowadays . But the desired answer remain stubbornly elusive. A more
promising way out, then, is to realize that the question about the « where,
when and how » of reduction might well be meaningless. For, prima facie, reduction
is no « thing », event, or process; it comes up as a calculation trick used
whenever one needs to redefine the invariant predictor by taking into account a
former situated experimental outcome . Moreover, as a calculation trick, it is
not even indispensible (Van Fraassen, 1991, p. 257). One can perfectly revert
to Mott's strategy which consists in describing the evolution of an
increasingly entangled wave function in parallel with the sequence of events
about which it affords probabilistic predictions.
It is interesting to notice, in this respect, that two of the most advanced «
solutions » to the measurement problem of quantum mechanics, namely Everett's
interpretation and decoherence theories, do not even attempt to answer
questions about state reduction. Everett's interpretation only deals with
appearance of reduction (for a situated experimenter), whereas it develops
indefinitely the parallel between the continuous (unitary) evolution of a
global wave-function and the discontinuous series of observations. As for
decoherence theories, they describe the transition from quantum probabilities
(with interference effects) to quasi-classical probabilities (with negligible
interference terms); they have nothing to say about state reduction stricto sensu,
i.e. about some putative sudden jump from a superposed state to one of the
eigenstates of the measured observable (Lyre, 1999).
To summarize this point, we now see that the questions « when, where, and how?
» raised about the so-called reduction of the state are not inescapable either,
provided one goes back to the very function of the concept of reduction below
the level of reified entities, and sticks to it throughout.
What was at stake until now was only the negative side of the dissolution
strategy. The « hard problem » of consciousness was deconstructed along the
same line as the measurement problem of quantum mechanics. But one can push
this thorough analogy one step further, so as to obtain convergent positive
teachings on both puzzles.
A first positive teaching bears on the convergent origin of both puzzles. As we
noticed previously, the origin of the « hard problem » of consciousness as
described by D. Chalmers is that, from standard objective scientific theories,
one can only get more structures and relations, but nothing about the
non-structural features of phenomena, let alone about the absolute fact of
phenomenality. Objective scientific theories assume the very fact of
experience, and they extract a structural invariant out of it; one should not
expect from them a convincing derivation of what is their most basic condition
of possibility. In the same way, from the standard quantum mechanics, one can
only get more (secondarily objectified) predictive structures and correlations,
but nothing about the nature of each single phenomenon in given experimental
circumstances, let alone about the brute fact that there are well-defined
phenomena. Quantum mechanics assumes that there are experimental phenomena
manifesting themselves at a macroscopic scale (its predictions are about them);
one should not expect from it a full-scale derivation of its own background of
elementary assumptions.
Several neo-bohrian authors insisted on that point. Among them, M.
Mugur-Schächter (Mugur-Schächter, 1997) and U. Mohrhoff found some striking
expressions. According to the latter author, little reflection is needed to
realize that « Quantum mechanics always presupposes, and therefore never allows
us to infer the existence of a fact (...) » (Morhoff, 2000). The symbols of
this theory are secondarily objectified generators of possibilities and
probabilities. They arise as the by-product of a systematic attempt at
detaching a formal element from the flux of situated actual phenomena. It is
then plainly absurd to think that something of the eliminated actuality can be
recovered from the abstract possibility-structures: « Quantum mechanics only
takes us from the real world to the realm of possible worlds, and there it
leaves us ».
Another supporter of this idea is R. Omnès. « Facts exist », he writes. «
Nobody can explain that as a consequence of something more basic » (Omnès,
1994, p. 350). This may sound strange, especially from such a prominent
specialist of decoherence theories. But is that so surprising? After all, as I
already pointed out, decoherence theories alone are unable to pick a particular
actual phenomenon out of the manifold of possible phenomena in a given
experimental situation. They only show how the probabilistic structure which is
typical of a disjunction of phenomena can emerge from a more entangled
probabilistic structure. Moreover, even to reach such a restricted result,
decoherence theorists could not avoid making anthropocentric hypotheses. W. H.
Zurek for instance assumed that the measurement chain consists of three
elements : the micro-object, the apparatus, and the environment. But,
admittedly (Zurek, 1982), this division only holds at the emergent level of the
macroscopic manifestations and is thus crypto-anthropocentric. Another
anthropocentric assumption was used by M. Gell-Mann, who posited a
coarse-graining of the consistent histories, and justified this coarse-graining
by the macroscopic scale of a population of anthropomorphic "Information
Gathering and Utilizing Systems" (IGUS). The decoherence theories thus do
not prove that a classical world of disjunctive events and properties
necessarily emerges from a quantum micro-level; they do not derive this
classical world from a quantum world. They only show how the two levels of
theorization, namely the classical and quantum levels, can be made mutually
compatible under certain assumptions. But of course, this compatibility is not
just optional: it is methodologically compulsory. For the consequences of the
theory (here, quantum mechanics) must be made compatible with its elementary
epistemological presuppositions (here, the classical level of properties and
events about which quantum mechanics affords predictions). If this
compatibility were not ensured, a thorough-going kind of inconsistency would undermine
the quantum paradigm. This being granted, the additional (anthropocentric)
hypotheses of the decoherence theorists are no longer to be despised. They are
conditions for the mutual compatibility between quantum mechanics and its
elementary presuppositions. They are operators for imposing mutual constraints
between the physical theory and its epistemological presupposed background.
We are thus led to our second positive teaching on both the mental puzzle and
the quantum puzzle. As we now realize, the act of dispelling the referred to
puzzles does not amount to deriving the actuality (conscious or experimental)
from some objective description . It simply means enforcing mutual constraints
between (i) the actuality which is necessarily presupposed by the description,
and (ii) certain elements which belong to this description. It requires nothing
more and nothing less than a detailed statement of self-consistence of the
overall epistemic system which encompasses objective reports and their
pragmatic or experiential background. Let us make these statements more
specific, by adapting them successively to the mental puzzle and to the quantum
puzzle.
A-In the mental case, mutual constraints are enforced between stabilized
contents of experience and certain neurophysiological processes, according to
Varela's neurophenomenology. Such mutual constraints operate at two levels.
(1) The first level is structural. It would be naive to think that «
psycho-physical correlation » is pre-given out there, ready to be witnessed.
The neuroscientific and phenomenological categories have to be mutually
adjusted in order to become fully comparable with one another. This requires
formulation of appropriate neurological concepts (such as long-range cortical
correlations, or temporal binding of neural activity) on the one hand, and
engagement in reliable methods of phenomenological stabilization and report on
the other hand.
(2) The second level is individual. Once a set of relevant categories has been
selected, discontinuous series of phenomenological reports are to be put in
one-one correspondence with discontinuous series of neural events.
B-In the quantum case, mutual constraints are enforced between experimental
phenomena and certain aspects of the formalism. This type of mutual constraints
here again operate at two levels.
(1) The first level is structural as well. The experimental and quantum
theoretical categories were progressively adapted in order to become fully
consistent to one another. The earlier aspect of this adaptation was usually
unselfconscious (although Bohr's principle of correspondence served as a
guide). It consisted in (i) selecting appropriate formal elements (called «
observables ») which could be associated with microphysical experiments, and,
conversely, (ii) defining experimental situations (such as Heisenberg's
microscope) which may make sense of the algebraic relations of quantum
observables. As for the most recent aspect of the structural adjustment of
experiments and quantum mechanics, it was the demonstration, provided by
decoherence theories, that the structure of quantum theoretical probabilities
is compatible at the mesoscopic scale with a basic precondition of any
experiment: the uniqueness and definiteness of its outcomes.
(2) The second level is individual. Once the mutual accomodation of the
theoretical and experimental formats has been completed, discontinuous
experimental events can be forced into the theory, either by means of the
reduction postulate, or by changing the contents of Everett's « memory bracket
».
To summarize, there exists a very detailed parallel between the mind-body
problem and the measurement problem of quantum mechanics. I take this parallel
to be highly significant, because it reveals the common limits of scientific
knowledge classically conceived, and because it calls accordingly for a general
redefinition of science. Both problems arose from an unavoidable blindspot in
objective description. Both problems motivated a (fruitless) struggle aiming at
encompassing the blindspot of actuality within the very objective structure
that results from systematic elimination of situated actualities in favor of
inter-situational invariants. Both problems can then find a general
(dis)solution along the following line. One should neither deny the blindspot
(radical eliminativism), nor try to force it within the visual field of
objective science (reductionism), nor reify this blindspot and take it as some
« thing » distinct from the visual field (dualism(s)). One should rather:
(i) Identify those structural or dynamical features in the visual field of
objective science, which indirectly point towards the persistance of a
blindspot. This careful analysis of recurring quandaries is the step of
diagnosis, which is too often overlooked.
(ii) Stretch the method of science in order to enforce a strong reciprocal
relation between its objective contents on the one hand, and what the very act
of objectification forced one to leave out on the other hand. This is the
therapeutic step, according to Varela's prescription.
True, the remarkable isomorphism we have just
documented has also triggered a sense of vague analogy, if not identity,
between the two problems. Many attempts at merging the mind-body problem and
the measurement problem of quantum mechanics were made in the past, in the name
of this isomorphism. A first group of authors, from C.G. Darwin (Darwin, 1929)
to E. Wigner (Wigner, 1979), relied on a dualist view of the mind-body problem
to provide the measurement problem with a dubious « solution »: the collapse of
the wave-function by an act of conscious awareness. A second group of authors,
especially H. Stapp (Stapp, 1993) and R. Penrose (Penrose, 1994), conversely
looked in quantum mechanics for a reductionistic « solution » of the mind-body
problem. Stapp's thesis is especially fascinating in this respect, for it
relies on mere conflation of the actuality of experimental microphenomena (and
its formal counterpart, namely state reduction), with the actuality of
conscious experience. According to Stapp, a conscious act is the « feel » of
the reduction of a brain's global quantum state (Stapp, 1993, pp. 43, 149, 153)
.
But in view of our analysis, all these approaches result from a twofold mistake
and a twofold confusion: (i) confusion of the blindspot of objective knowledge
with a missing (material or mental) entity, and (ii) confused attempt at
locating this fake « entity » somewhere within a domain of knowledge whose very
existence presupposes the institution and preservation of the corresponding
blindspot.
Conclusion
In this paper, we have explored two sideway «
solutions » of the hard problem of consciousness. These two « solutions » were
deeply intermingled, but they can be stated separately as follows. The first
one boils down to relaxing tensions and letting oneself be penetrated by the
sense of mystery which arises from just « being there », in this special human
and individual situation. The second one consists in engaging oneself in an
ever-developing program of research about the neural correlates (or necessary
conditions) of experiential contents, without bothering to look for an
explanation of conscious experience by neural processes. As I tried to show,
far from being incompatible with one another, the two way outs are likely to be
complementary (in the usual, non-bohrian sense). For, notwithstanding
materialist blind faith in the all-encompassing power of science, the second
way out is permanently bound to take the first one as its tacit yet creative
presupposition. But in order to get a clearer view of this complementarity, a
few more precise statements of the two orientations of thought are required.
To begin with, it is interesting to notice that the « ataraxic » stance with
respect to the problem of consciousness was adopted not only after but also
before the advent of cognitive neuroscience. Thus, following E. Mach's «
neutral monism », or W. James' and B. Russell's « radical empiricism », R.
Carnap took « (...) that which is epistemologically primary, that is to say
(...) experiences themselves in their totality and undivided unity » (Carnap,
1967, §67) as the « basis » of his early constructivist endeavour. According to
the young Carnap, making any other choice, e.g. trying to explain everything
(including conscious experience) on a physicalist basis, would be misguided,
because it would mean reverting the « epistemic order » that goes de facto from
the background experience to the constructed entities. This being granted,
explaining experience as such is by definition out of reach of objective
science. For scientific explanations can only use constructed concepts, and
they are therefore in principle unable to justify the material of their
constructions. Similarly, Carnap pointed out that a scientific explanation of «
psychophysical parallelism » is by definition unattainable. Metaphysics tries
to provide speculative explanations, by postulating some third substantial
entity of which the two series are mere aspects. By contrast, objective science
can do no more than ascertain that « (...) parallel sequences of this sort can
be constructionally produced ». In other terms, it cannot go beyond showing
that mutual correspondence can be enforced between the psychological series and
several physical series (including the neurophysiological one). However « (...)
this does not mean that there is a gap in science: a question which goes
further cannot even be formulated within science » (Carnap, 1967, §169). Here,
the constitutive blindspot of science is fully recognized. But at the same time
it is sharply set apart from any manifest gap.
To some extent, Carnap was on the right track. His views are especially
efficient for defusing the recurring conflict between the
Nagel-Jackson-Chalmers statement of incompleteness of natural science and the
eliminativist or reductionist claim of completeness. Indeed, Carnap's position
can be characterized as a balanced middle way: Yes, there is a blindspot; no
there is no gap. Or, in more precise wording: Yes, there is a constitutive
incompleteness; no, there is no epistemic incompleteness.
(a) Constitutive incompleteness.
Objective science cannot encompass the truism that you are you; a human being,
not a bat. Furthermore, as a mode of knowledge, objective science is completely
foreign to the circumstance that you could nethertheless be a bat. Indeed, in
that case, no item of knowledge would be gained by changing your identity and
species. Being a bat, you would not even know « what-it-is-like-to-be » a bat;
you would just be immersed in it. (Objective) knowledge requires distance,
whereas « what-it-is-like-to-be » presupposes engagement in being-there.
(b) Epistemic completeness.
It is clear that objective science does not lose any fact-like datum, any
element of knowledge, as a consequence of the elusive kind of incompleteness
mentioned in point (a). For objective science potentially encompasses every
structural feature of experience, and structure is all there is to be known
about « what-it-is-like-to-be ». The remainder is mere participation.
To recapitulate: Yes the Nagel-Jackson-Chalmers argument is perfectly sound; no
the eliminativist or reductionist defense of objective science is not wrong.
This is a crucial lesson to learn from Carnap's early constructivist system.
Yet, many objections can be raised against this constructivist system. They
have been formulated by several authors, including the later Carnap. One
fundamental objection concerns the so-called elements of the construction.
Although Carnap criticized Mach for having called « elements » a set of
abstract entities (i.e. the sense data), his undivided « elementary experiences
» fare no better. For after all, as it has repeatedly been pointed out after
Wittgenstein, discourse on experiences cannot be primitive. It is one of the
most elaborate kinds of discourse, because it is based on a background
acceptance of ordinary language and reference to public objects. Experience may
well be factually primary, it remains discursively secondary. Taking it as the
basic constituant in a discursive theory is therefore highly questionable. This
may explain why conceptions that take experience as their unconditioned
departure point have never been very popular despite their being intuitively
attractive. Another objection is that Carnap, like so many other philosophers,
has nothing to say about how mutual correspondence can be implemented between
the psychological and physical series. The program of experiential discipline,
which is so central in Varela's neurophenomenology, is just skipped by Carnap.
So, let us now turn to more recent varieties of « ataraxic » attitudes that are
free from these defects. Departing from the radical empiricist tradition, H.
Putnam is very careful in criticizing the philosophically popular notions of
sense data and private show. He systematically rehabilitates common expressions
such as « it appears to A that object X is white », instead of the
philosophical idiom « there are 'white' sense-data within A's mind/brain ».
Unlike Carnap, Putnam then ascribes no fundamental theoretical status to
experiences; he rather advocates a « natural realist » position close to common
sense and ordinary language. Yet, when he finally accepts to tackle the «
mystery of mentality », Putnam discards any prospect of explanation, by
derivation or by « emergence » from a physicalist basis. He rather equates this
mystery to the mystery of the existence of « the physical universe itself »
(Putnam, 1999, p. 174), about which we have nothing to say because it is the
condition of everything else. This idenfication can be taken as an oblique but
unambiguous recognition that experience is (at least) as much primitive as the
physical universe itself. According to Putnam, just as one would deny the
question « why is there a physical universe rather than none? » any scientific
status (and/or meaning), one should deny the question « why is there experience
rather than none? » any scientific status (and/or meaning). One reason for this
common rejection is likely to be that the two questions are closely related.
After all, the type of (unscientific and/or meaningless) question that captures
best the puzzle of the « given » is: « why is there
experience-of-a-physical-universe rather than none? » or even « why is there
(this indiscriminate) something rather than nothing at all? ». Any split
between « experience » and « physical universe » in this context is bound to be
a (disputable) dualist byproduct of philosophical analysis. If any question
about the « why? » of the existence of the experienced physical universe is scientifically
meaningless, then so is, automatically, any question about the « why? » of the
existence of the experience of a physical universe.
To sum up, Putnam's position combines (i) explicit denial of the basic
theoretical status of experiential entities in a Wittgensteinean style, and
(ii) implicit presupposition of experience as the all-pervading unquestioned
background of any theoretical or discursive development.
Point (ii) of Putnam's approach now guides us towards the second way out: just
practice; just develop the scientific inquiry. True, excessive focus on
scientific practice may generate illusions and lopsidedness, in so far as it
encourages one to deny what is not (and cannot be) the object of an
investigation any reality. But little reflective effort is needed to realize
that those verbal or experimental practices which have little or nothing to say
about situated experience, are nevertheless inextricably embedded within this
situated experience. Practices are thus likely to express (or to show
indirectly something of) their experiential background, and conversely to shape
it. Practices can be studied in this spirit, and they can also be complemented
in order to improve their disclosing/shaping aptitude.
Wittgenstein was the first consistent exponent of this crypto-phenomenological
research program. He was aware that he could easily be accused of neglecting «
(...) what goes without saying », namely « the experience or whatever you might
call it (...) almost the world behind the mere words » (Wittgenstein, 1968b).
But he also insisted that, precisely because this goes without saying (because
this is just universally presupposed), he could not do otherwise . How could he
describe what is the tacit presupposition of any description without breaking
the constitutive rules of language? The accusation of neglect was thus seen to
be irrelevant: « Isn't what you reproach me of as though you said: 'In your
language, you are only speaking!' » (Wittgenstein, 1968b). Accordingly (see
section 1), Wittgenstein concentrated on how a complex form of life involving
first-person experience, intersubjective communication, and objective
characterization of behavior, can fix the rules of use of an expressive
terminology. This terminology discloses and shapes all at once a set of
experiential clusters.
As I mentioned previously, Varela also focused on practices, rather than on
illusory theoretical explanations of conscious experience. His specific
suggestion consisted in complementing the set of standard practices of science
with disciplined attention, and connecting the first-person outcome of this
attention with neurobiological invariants. Such sophisticated practices clearly
have a disclosing aptitude (through their phenomenological « descriptive »
component), but they also focus on shaping experience (i) by the
phenomenological « reduction » they rely on, and (ii) by the
neuro-phenomenological feed-back loop they institute. Far from generating
objectivist short-sightedness, the motto « just develop the scientific inquiry
» here partakes of a larger project in which subjectivity is recognized both as
an ubiquitous background and a dialectical partner.
To conclude, we must realize that by adopting such an attitude, Varela promoted
an epistemological leap which can only be compared with Darwinism.
Before Darwin, natural science was methodologically restricted to reproducible
state of affairs and lawlike necessity. Whenever contingency came in, it was
imported from a non-scientific realm (e.g. from theology cum finalism). But
Darwin encompassed contingency within the scientific domain by extending the
methods of science to a natural history of random (genotypic and phenotypic)
variations plus « selection of the fittest ». This method proved so powerful
that some authors recently offered a Darwinian explanation of an all-pervasive
type of contingency: that of the laws of nature themselves (Smolin, 1999).
Similarly, until now, natural science (in the sense of the German
Naturwissenschaften) was inherently dismissive of subjectivity, or more
generally situatedness, and of the procedure of intersubjective or
intersituational « simulation » as well. It was constitutively (and for
excellent epistemological reasons) foreign to what we may call the ultimate
contingency: that you are you, with this birth, this biography, this genotype,
these projects, this standpoint, this way of seeing things, these feelings ...
this situation. Not the dry (third-person) fact that there is such an entity in
the common world, but the awe-generating (first- or second-person) platitude
that you coincide with this unique center of perspective, that you are the
coordinate origin of your local world. This structurally excluded aspect of
natural science was traditionally taken care of (somehow) by the Geisteswissenschaften,
in their most specific German sense. But one presently witnesses a multifarious
trend towards cross-fertilization of the two formerly incompatible
Wissenschaften. After history and ordinary contingency, hermeneutic «
understanding », with its capacity for tackling what I have called the «
ultimate contingency », is creeping in at several levels of science
(notwithstanding Sokal's caricature). The reason for this is that the program
of « naturalization » imperatively requires an unprecedented breaking (and
widening) of the procedural framework of natural science in order to overcome
the momentous failure of the various reductionisms. In the field of the science
of mind, implicit hermeneutization of objective science by P. Churchland (inspired
by Kuhn), represents a half-recognition of this need. But Varela's program of
establishing mutual constraints between first-person and third-person
descriptions appears to be the first direct and self-conscious statement of the
tendency to expand the area of both Wissenschaften by unifying their formerly
separated branches at a higher methodological level. Varela clearly posited the
design and the principles of the epistemological leap.
As I have shown in section 3, his ideas were only anticipated (although
cryptically, in the modus operandi of the formalism and in one of its
interpretations) by quantum mechanics. For, in the framework of quantum
mechanics, the methodological turn which consists in encompassing both the
situated accounts and the invariant entities in a non-reductive process of fine
tuning has already been taken in practice. A few more decades (and some more
foundational work) may be needed to realize this wholeheartedly. Here as in the
science of mind, there are still resistances. But the falling apart of the
resistances that arise in both disciplins is likely to be dramatically promoted
by a full appraisal of their common root.
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Mots-Clés: Corps, esprit, éliminativisme,
réductionnisme, quantique, herméneutique